Darwin Ventures, LLC (San Francisco)

Name: Darwin Ventures, LLC
Address: Four Embarcadero Center, San Francisco, CA, 94111
Telephone: 415-362-0274

Darwin Ventures, LLC is a large advisory firm based in San Francisco. It manages $334.84 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Darwin Ventures provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Darwin Ventures: assets under management

The assets under management (AUM) of Darwin Ventures, LLC is $334.84 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 115% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $334.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $66.97 million each.

Darwin Ventures has custody of $334.84 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Darwin Ventures, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Darwin Ventures serves?

The only and largest group of clients of Darwin Ventures is pooled investment vehicles with 5 clients and $334.84 million of assets under management. Among the 6 most similar advisory firms, Darwin Ventures has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $334.84 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Darwin Ventures also advises several private funds. Namely, five venture capital funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Darwin Ventures, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jr. Frank Robert Caufield	Managing general partner, chief compliance officer, managing member	1 Sep 2002	75% - 100%	2649088
Jr. Frank R. (Mi Only) Caufield	Managing general partner, chief compliance officer	1 Sep 2002	75% - 100%	2649088

Based in San Francisco

The principal office where Darwin Ventures, LLC performs its advisory services is located at Four Embarcadero Center, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-362-0274 or by fax 415-362-7006. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at darwinvc.com.