Ibaa (San Bernardino)

Ibaa is an adviser based in San Bernardino. It manages $50 thousand of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of California.

Ibaa provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ibaa: assets under management

The assets under management (AUM) of Ibaa is $50 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $50 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.17 thousand each.

Investments

The firm invests in cash and cash equivalents the most. They account for 90% of the total AUM. The second-largest asset type is exchange traded securities, which make up 10% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ibaa for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Yasushi Nmn Tamura serves?

The only and largest group of clients of Yasushi Nmn Tamura is individuals with 9 clients and $50 thousand of assets under management. Among the 3 most similar advisory firms, Ibaa has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $50 thousand for 9 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ibaa doesn't advise any private funds.

Careers at Ibaa

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Yasushi Nmn Tamura has been acting as President since 1 Mar 2016. Paul Yee Lo joined the executive team most recently as the Coo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Fujiko Nmn Suzuki	Cfo, director	1 Mar 2016	25% - 50%	6622816
Tony C Lim	Ceo, cco, coo	1 Mar 2016	Other	2234601
Yasushi Nmn Tamura	Director	1 Mar 2016	25% - 50%	6622812
Reiko Nmn Tamura	Board chairman	1 Mar 2016	Other	6622813
Miao Nmn Yu	Chief legal officer	1 Mar 2016	Other	6628264
Fujiko Suzuki	Cfo	1 Mar 2016	25% - 50%	6622816
Paul Yee Lo	Coo	1 Jul 2017	Other	2155984

Based in San Bernardino

The principal office where Ibaa performs its advisory services is located at 250 N G Street, San Bernardino, CA 92410, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 7146876870. The normal business hours are 11am to 5pm on Monday - Friday.