Rpg Investment Advisory, LLC (Pleasanton)

Name: Rpg Investment Advisory, LLC
Address: 349 Main St, Pleasanton, CA, 94566
Telephone: (925) 384-0071

Rpg Investment Advisory, LLC is a large advisory firm based in Pleasanton. It manages $462.58 million of regulatory assets for 739 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, Arizona, California, and 6 other states.

Rpg Investment Advisory provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Rpg Investment Advisory: assets under management

The assets under management (AUM) of Rpg Investment Advisory, LLC is $462.58 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 179% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $462.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $625.95 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 80% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 20% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rpg Investment Advisory, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rpg Investment Advisory serves?

The only and largest group of clients of Rpg Investment Advisory is high net worth individuals with 739 clients and $462.58 million of assets under management. Among the 7 most similar advisory firms, Rpg Investment Advisory has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $462.58 million for 739 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Rpg Investment Advisory doesn't advise any private funds.

Careers at Rpg Investment Advisory, LLC

The company employs 9 people that are either part- or full-time employees. 22 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Oscar Vera	Managing member/chief compliance officer	1 Jul 2014	25% - 50%	4468941
Robert James Valentine	Member	1 Jul 2014	Other	5342149
Zachary Valentine	Member	1 Jul 2014	Other	6375412
Richard M Greer	Managing member	1 Jul 2014	25% - 50%	4489819

Based in Pleasanton

The principal office where Rpg Investment Advisory, LLC performs its advisory services is located at 349 Main St, Pleasanton, CA 94566, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (925) 384-0071 or by fax (925) 384-0072. The normal business hours are 7:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at rpgadvisory.com.