Matthew Goff Investment Advisor, LLC (Houston)

Name: Matthew Goff Investment Advisor, LLC
Address: 11 Greenway Plaza, Houston, TX, 77046
Telephone: 713-850-8900

Matthew Goff Investment Advisor, LLC is a large advisory firm based in Houston. It manages $291.95 million of regulatory assets for 508 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Texas.

Matthew Goff Investment Advisor provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Matthew Goff Investment Advisor: assets under management

The assets under management (AUM) of Matthew Goff Investment Advisor, LLC is $291.95 million. The firm's AUM has grown by 85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $279.39 million in discretionary accounts and $12.56 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $556.55 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.09 million.

Investments

The firm invests in exchange traded securities the most. They account for 64% of the total AUM. The second-largest asset type is other assets, which make up 26% of the firm’s portfolio. Investments in investment and business development companies form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Matthew Goff Investment Advisor, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Matthew Goff Investment Advisor serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Matthew Goff Investment Advisor is high net worth individuals with 93 clients and $251.09 million of assets under management. Among the 11 most similar advisory firms, Matthew Goff Investment Advisor has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $291.95 million for 172 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Matthew Goff Investment Advisor doesn't advise any private funds.

Careers at Matthew Goff Investment Advisor, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Beshara Goff	Managing member, chief compliance officer	1 May 1994	75% - 100%	2390431

Based in Houston

The principal office where Matthew Goff Investment Advisor, LLC performs its advisory services is located at 11 Greenway Plaza, Houston, TX 77046 The mailing address of the firm is Po Box 22128, Houston, TX 77227 2128. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-850-8900 or by fax 713-728-4884. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at matthewgoff.com.