Jeffrey N. Mehler, Cfp LLC (Essex)

Name: Jeffrey N. Mehler, Cfp LLC
Address: 147 Westbrook Road, Essex, CT, 06426
Telephone: 860-767-9700

Jeffrey N. Mehler, Cfp LLC is a large advisory firm based in Essex. It manages $180.79 million of regulatory assets for 1,124 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Connecticut, Massachusetts, and New York.

Jeffrey N. Mehler, Cfp provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and forensic financial statement analysis in divorce proceedings. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Jeffrey N. Mehler, Cfp: assets under management

The assets under management (AUM) of Jeffrey N. Mehler, Cfp LLC is $180.79 million. The firm's AUM has grown by 402% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $100.71 million in discretionary accounts and $80.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $165.65 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $155.18 thousand.

Jeffrey N. Mehler, Cfp has custody of $120.62 million in cash and securities for 105 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 52% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 22% of the firm’s portfolio. Investments in exchange traded securities form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jeffrey N. Mehler, Cfp LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jeffrey N. Mehler, Cfp serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Jeffrey N. Mehler, Cfp is high net worth individuals with 60 clients and $148.94 million of assets under management. Among the 8 most similar advisory firms, Jeffrey N. Mehler, Cfp has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $175.31 million for 119 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Jeffrey N. Mehler, Cfp doesn't advise any private funds.

Careers at Jeffrey N. Mehler, Cfp LLC

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Nat Mehler	Member/chief compliance officer	1 Jun 2005	75% - 100%	2766229

Based in Essex

The principal office where Jeffrey N. Mehler, Cfp LLC performs its advisory services is located at 147 Westbrook Road, Essex, CT 06426, which is also the mailing address of the firm. An additional office of the firm is in Leeds, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-767-9700 or by fax 860-767-9701. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at jnmehler.com.