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Empire Securities Corporation (El Segundo)


Empire Securities Corporation is a large advisory firm based in El Segundo. It manages $35.39 million of regulatory assets for 157 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Hawaii, Kansas, and 4 other states.

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Empire Securities Corporation provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Empire Securities Corporation: assets under management

The assets under management (AUM) of Empire Securities Corporation is $35.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $35.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $225.38 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Empire Securities Corporation for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Michael Cheng Ning Owner 1 Apr 2009 75% - 100% 1229733
Llc Arquemax Ventures Owner 1 Apr 2009 75% - 100% 26-4696784

Based in El Segundo

The principal office where Empire Securities Corporation performs its advisory services is located at 1960 E Grand Ave., El Segundo, CA 90245, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-640-8902 or by fax 310-640-8905. The normal business hours are 9-6pm on Monday - Friday. You can find more information about the New York firm at www.empiresecurities.com.


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