United Maritime Capital LLC (New York)

United Maritime Capital LLC is a mid-sized advisory firm based in New York. It manages $55.62 million of regulatory assets for 63 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of New York.

United Maritime Capital provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

United Maritime Capital: assets under management

The assets under management (AUM) of United Maritime Capital LLC is $55.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 122% since the beginning of its operation, and $55.26 million of the total AUM is attributable to clients outside of the United States.

The firm manages $55.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $882.79 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 82% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 16% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay United Maritime Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients United Maritime Capital serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of United Maritime Capital is high net worth individuals with 8 clients and $38.22 million of assets under management. Among the 1 most similar advisory firms, United Maritime Capital has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $55.62 million for 59 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 98% of the firm’s clients are foreign persons or businesses.

United Maritime Capital doesn't advise any private funds.

Careers at United Maritime Capital LLC

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sara Silvia Goldring	Principal	1 Aug 2015	Other	4997657
United Maritime Partners Llc	Member	1 Aug 2015	75% - 100%	81-1556849
Jesica Michelle Murature	Principal	1 Aug 2015	Other	5785069
Elizabeth Marie Attanasio	Finop	1 Feb 2016	Other	5325007
Nicolas Pieri	Chief compliance officer	1 Apr 2016	Other	6634229
Nicolas (No Middle Name) Pieri	Chief compliance officer	1 Apr 2016	Other	6634229
Juan Mauro Duran	Chief compliance officer	1 May 2019	Other	6314974

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Mastek S.A.	Member	1 Aug 2015	75% - 100%	81-1556849

Based in New York

The principal office where United Maritime Capital LLC performs its advisory services is located at 200 Rector Place, New York, NY 10280, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (917) 438-7014. The normal business hours are by appointment on Monday - Friday.