Putnam Investments Limited (U.K.) (London)

Name: Putnam Investments Limited (U.K.)
Address: Cassini House, London, Sw1 A 1 Ld
Telephone: 011-44-20-7907-8200

Putnam Investments Limited (U.K.) is a large advisory firm based in London. It manages $3.01 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2002.

Putnam Investments Limited (U.K.) provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Putnam Investments Limited (U.K.): assets under management

The assets under management (AUM) of Putnam Investments Limited (U.K.) is $3.01 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -66% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $143.24 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Putnam Investments Limited (U.K.) for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Putnam Investments Limited (U.K.)

John Frederick Boneparth has been acting as President since 1 Aug 2000. Clare Richer joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David G Puddle	Director	1 Jul 1993	Other	4580295
John Frederick Boneparth	Director	1 Aug 2000	Other	1961015
Jeffrey F Peters	Director	1 Jun 2001	Other	2071974
Thomas V Reilly	Chairman of the board and director	1 Aug 2001	Other	4576164
Ziad Malek	Director	1 Nov 2001	Other	4580293
Llc The Putnam Advisory Company	De llc	1 Feb 2002	75% - 100%	106631
Harold P Short	Chief compliance officer	1 Feb 2002	Other	4578999
Harold P Short	Chief compliance officer	1 Jun 2002	Other	4578999
Anton Simon	Managing director	1 Jul 2002	Other	4576167
Stephen B. Cohen	Director	1 Oct 2002	Other	4600844
Joseph P. Petitti	Treasurer	1 Dec 2002	Other	4515774
Anton Simon	Director	1 Mar 2003	Other	4576167
Stephen B. Cohen	Chief executive	1 Mar 2003	Other	4600844
Anton Dermot Simon	Director	1 Mar 2003	Other	4576167
Charles Antony Ruys De Perez	Managing director	1 Feb 2004	Other	4767182
Charles A. Ruys De Perez	Managing director and chief compliance officer	1 Feb 2004	Other	4767182
Mark D Pollard	Director, chief executive officer	1 Aug 2004	Other	5042067
Tracey Michelle Hall	Compliance officer - london	1 Jan 2005	Other	4920454
Sandra C Whiston	Director, head of institutional management	1 Jun 2005	Other	4163886
Simon Davis	Director, chief executive officer	1 Apr 2006	Other	5408312
Joseph Thomas Phoenix	Director	1 Apr 2006	Other	1533594
Simon Lee Davis	Director, chief executive officer	1 Apr 2006	Other	5408312
Robert R Leveille	Managing director, chief compliance officer	1 Mar 2007	Other	5305652
Putnam U.S. Holdings Inc	Shareholder	1 Aug 2007	75% - 100%	26-0334814
Jenny Sue Morton	Director	1 Oct 2007	Other	4627126
William Tondorf Connolly	Director	1 Oct 2007	Other	1881587
Putnam International Holdings Llc	Shareholder	1 Nov 2007	75% - 100%	26-1540311
Llc Putnam International Holdings	Shareholder	1 Nov 2007	75% - 100%	26-1540311
Alan Graham Mccormack	Director	1 Dec 2008	Other	5006540
Clare Richer	Director	1 Feb 2010	Other	4520133

Indirect Owners

The SEC currently registers 22 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Power Corporation Of Canada	Shareholder	1 Apr 1925	75% - 100%	foreign entity
Paul Guy Desmarais	Shareholder, director	1 May 1968	50% - 75%	1498207
Power Financial Corporation	Shareholder	1 Mar 1986	50% - 75%	foreign entity
171263 Canada Inc.	Shareholder	1 Mar 1988	50% - 75%	foreign entity
2795957 Canada Inc.	Shareholder	1 Dec 1998	75% - 100%	foreign entity
Power Corporation Of Canada	Shareholder	1 Dec 1998	75% - 100%	foreign entity
Inc. Marsh & Mclennan Companies	Corporation	1 Nov 2000	75% - 100%	36-2668272
Gwl&A Financial (Canada) Inc.	Shareholder	1 Jan 2001	75% - 100%	foreign entity
Great West Lifeco Inc.	Shareholder	1 Jan 2001	75% - 100%	foreign entity
Great West Financial (Canada) Inc.	Shareholder	1 Jan 2001	75% - 100%	foreign entity
Putnam Investments Trust	Massachusetts business trust	1 Feb 2002	75% - 100%	04-2539558
Llc Putnam	De llc	1 Feb 2002	75% - 100%	36-4488942
The Putnam Advisory Company Trust	Massachusetts business trust	1 Feb 2002	75% - 100%	32-0002468
The Putnam Advisory Company Lp	Limited partner	1 Jan 2005	75% - 100%	20-2100545
Inc. The Putnam Advisory Company Gp	General partner	1 Jan 2005	Other	20-2100389
Lp The Putnam Advisory Company	Member	1 Jan 2005	75% - 100%	20-2100545
Putnam Acquisition Financing Llc	Shareholder	1 Apr 2007	75% - 100%	87-0803672
Gwl&A Financial (Nova Scotia) Co.	Shareholder	1 Apr 2007	75% - 100%	foreign entity
Putnam Acquisition Financing Inc.	Member	1 Apr 2007	75% - 100%	98-0539229
Great West Financial (Nova Scotia) Co.	Shareholder	1 Aug 2007	75% - 100%	foreign entity
Great West Lifeco U.S. Inc.	Member	1 Aug 2007	75% - 100%	26-0682635
Llc Putnam Investments	Member	1 Dec 2007	75% - 100%	26-1080669

Based in London

The principal office where Putnam Investments Limited (U.K.) performs its advisory services is located at Cassini House, London, Sw1 A 1 Ld The mailing address of the firm is One Post Office Square, Boston, MA 02109. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011-44-20-7907-8200 or by fax 011-44-20-7907-8210. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.putnaminv.com.