Trio Advisors, Inc. (New York)

Trio Advisors, Inc. is a mid-sized advisory firm based in New York. It manages $39.67 million of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Trio Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Trio Advisors: assets under management

The assets under management (AUM) of Trio Advisors, Inc. is $39.67 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.67 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $826.52 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 80% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 10% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Trio Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Trio Advisors serves?

The only and largest group of clients of Trio Advisors is high net worth individuals with 29 clients and $39.67 million of assets under management. Among the 1 most similar advisory firms, Trio Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $39.67 million for 29 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Trio Advisors doesn't advise any private funds.

Careers at Trio Advisors, Inc.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nancy Abraham	President, chief excutive officer, chief compliance officer	1 Jun 2006	75% - 100%	1184108

Based in New York

The principal office where Trio Advisors, Inc. performs its advisory services is located at 232 East 62 Nd Street, New York, NY 10065, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-529-1495. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday.