P&A Fund Management, Inc. (New York)

Name: P&A Fund Management, Inc.
Address: 500 Fifth Avenue, New York, NY, 10110
Telephone: 212-764-6455

P&A Fund Management, Inc. is a large advisory firm based in New York. It manages $158.71 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

P&A Fund Management provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

P&A Fund Management: assets under management

The assets under management (AUM) of P&A Fund Management, Inc. is $158.71 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and $7.79 million of the total AUM is attributable to clients outside of the United States.

The firm manages $158.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.67 million each.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay P&A Fund Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David Edward Alexander serves?

The firm provides services to insurance companies and pooled investment vehicles. The largest group of clients of David Edward Alexander is pooled investment vehicles with 6 clients and $155.76 million of assets under management. Among the 12 most similar advisory firms, P&A Fund Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $158.71 million for 7 clients. 14% of the firm’s clients are foreign persons or businesses.

P&A Fund Management also advises several private funds.

Careers at P&A Fund Management, Inc.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David Edward Alexander has been acting as President since 1 Jun 2000. David Michael Zuckerman joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Edward Alexander	Director/president	1 Jun 2000	50% - 75%	4371204
Anthony Christopher Peyser	Director/vice president	1 Jun 2000	50% - 75%	4371210
National Financial Partners Corp.	Shareholder	1 Jul 2000	75% - 100%	13-4029115
David Michael Zuckerman	Chief compliance officer	1 Mar 2015	Other	2466849

Based in New York

The principal office where P&A Fund Management, Inc. performs its advisory services is located at 500 Fifth Avenue, New York, NY 10110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-764-6455 or by fax 212-921-4249. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at pacapadvisors.com.