Eagle Rock Institutional, LLC (Rancocas)

Eagle Rock Institutional, LLC is an investment adviser to an investment company based in Rancocas. It has been registered with the SEC as an adviser since 2018.

Eagle Rock Institutional provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eagle Rock Institutional, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eagle Rock Institutional serves?

The only and largest group of clients of Eagle Rock Institutional is investment companies with 1 clients and $0 of assets under management. Among the 1 most similar advisory firms, Eagle Rock Institutional has the highest percentage of investment companies out of all clients.

None of the firm’s clients are foreign persons or businesses.

Eagle Rock Institutional doesn't advise any private funds.

Careers at Eagle Rock Institutional, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Edward Wojczak	Senior portfolio manager	1 Feb 2018	Other	1305461
Anita Sood	Passive owner	1 Feb 2018	50% - 75%	6905314
Llc Eagle Rock Wealth Management	Owner	1 Feb 2018	Other	824390303
Joy Ann Sheehan	Chief compliance officer	1 Feb 2018	Other	5102764
Ashish Sood	Portfolio manager	1 Jul 2018	Other	3254660

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Akin James Ayodele	President	1 Feb 2018	50% - 75%	6889949

Based in Rancocas

The principal office where Eagle Rock Institutional, LLC performs its advisory services is located at 128 Bridge Street, Rancocas, NJ 08073 The mailing address of the firm is 128 Bridge Street, Rancocas, NJ 08073. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 609-642-4200 or by fax 609-514-0330. The normal business hours are by appointment on Monday - Friday.