Meredith Kathryn Jane (Victor)


Meredith Kathryn Jane is a large advisory firm based in Victor. It manages $128.9 million of regulatory assets for 2,531 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida and New York.

Meredith Kathryn Jane provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Meredith Kathryn Jane: assets under management

The assets under management (AUM) of Meredith Kathryn Jane is $128.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 164% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $128.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.93 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 80% of the total AUM. The second-largest asset type is other assets, which make up 16% of the firm’s portfolio. Investments in cash and cash equivalents form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Meredith Kathryn Jane for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kathryn Jane Meredith serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Kathryn Jane Meredith is high net worth individuals with 45 clients and $77.77 million of assets under management. Among the 10 most similar advisory firms, Meredith Kathryn Jane has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $128.9 million for 212 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Meredith Kathryn Jane doesn't advise any private funds.

Careers at Meredith Kathryn Jane

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kathryn Jane Meredith has been acting as President since 1 Feb 1994. John Paul Harnish joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kathryn Jane Meredith President/owner 1 Feb 1994 75% - 100% 2083130
John Paul Harnish Chief compliance officer 1 Jan 2004 Other 4813106
John P Harnish Chief compliance officer 1 Jan 2004 Other 4813106

Based in Victor

The principal office where Meredith Kathryn Jane performs its advisory services is located at 50 Square Drive, Victor, NY 14564, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 585-381-5900 or by fax 585-381-0478. The normal business hours are 8:30am-5:00pm on Monday - Friday. You can find more information about the New York firm at kminvest.com.