Millbrook Investment Management Company, LLC (Locust Valley)


Millbrook Investment Management Company, LLC is a large advisory firm based in Locust Valley. It manages $126.07 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2005.

Millbrook Investment Management Company provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Millbrook Investment Management Company: assets under management

The assets under management (AUM) of Millbrook Investment Management Company, LLC is $126.07 million. The firm's AUM has grown by 18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $58.76 million in discretionary accounts and $67.32 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $19.59 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $67.32 million.
Millbrook Investment Management Company has custody of $58.76 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Millbrook Investment Management Company, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Sjr Holdings L.L.C. Manager 1 Jan 2004 50% - 75% 13-3990603

Based in Locust Valley

The principal office where Millbrook Investment Management Company, LLC performs its advisory services is located at 95 Forest Avenue, Locust Valley, NY 11560, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-542-3600 or by fax 212-542-3609. The normal business hours are 8:00am ~ 6:00pm on Monday - Friday. You can find more information about the New York firm at www.millbrookllc.com.