Fcm Us LLC is a large advisory firm based in Santa Barbara. It manages $220.55 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2014.
Fcm Us provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fcm Us LLC is $220.55 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 23% since the beginning of its operation, and $110 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Fcm Us LLC for their services and products based on fixed fees and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Fcm Us is pooled investment vehicles with 1 clients and $192.09 million of assets under management. Among the 9 most similar advisory firms, Fcm Us has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $192.09 million for 1 clients. 75% of the firm’s clients are foreign persons or businesses.
Fcm Us also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Fcm Us LLC performs its advisory services is located at 7 West Figueroa Street, Santa Barbara, CA 93101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 805-869-1371. The normal business hours are 9.00am to 5.00pm on Monday - Friday.