Wisdom Financial Services, L.L.C. (Geneseo)


Wisdom Financial Services, L.L.C. is a large advisory firm based in Geneseo. It manages $244.97 million of regulatory assets for 1,672 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Colorado, Florida, and 7 other states.

Wisdom Financial Services, L.L.C provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wisdom Financial Services, L.L.C: assets under management

The assets under management (AUM) of Wisdom Financial Services, L.L.C. is $244.97 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 133% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $244.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $146.51 thousand each.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wisdom Financial Services, L.L.C. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wisdom Financial Services, L.L.C serves?

The only and largest group of clients of Wisdom Financial Services, L.L.C is individuals with 573 clients and $244.97 million of assets under management. Among the 9 most similar advisory firms, Wisdom Financial Services, L.L.C has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $244.97 million for 573 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wisdom Financial Services, L.L.C doesn't advise any private funds.

Careers at Wisdom Financial Services, L.L.C.

The company employs 9 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gregory A. Heaton Managing member, wealth coach & cco 1 May 2003 Other 2789066
John William Bean Managing member & wealth coach 1 May 2003 Other 4594454
James H Nash Managing member & wealth coach 1 May 2003 Other 4677495
Robert N Nash Managing member & wealth coach 1 May 2003 Other 4677497
Curtis J Ford Managing member & wealth coach 1 May 2003 Other 4677498
Justin Michael Heaton Managing member & wealth coach 1 Apr 2014 Other 5918819
Michael Anthony Wiegand Managing member & wealth coach 1 Apr 2014 Other 5574198

Based in Geneseo

The principal office where Wisdom Financial Services, L.L.C. performs its advisory services is located at 1043 South Oakwood Ave, Geneseo, IL 61254 The mailing address of the firm is P.O. Box 237, Geneseo, IL 61254. An additional office of the firm is in Davenport, IA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 309-944-1117 or by fax 309-944-1118. The normal business hours are 8:00a.m.-5:00p.m. on Monday - Friday. You can find more information about the New York firm at wisdomfinancial.net.