Atalaya Capital Management LP (New York)


Atalaya Capital Management LP is a large advisory firm based in New York. It manages $5.41 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Atalaya Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Atalaya Capital Management: assets under management

The assets under management (AUM) of Atalaya Capital Management LP is $5.41 billion. The firm's AUM has grown by 495% since the beginning of its operation, and $2.23 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $5.32 billion in discretionary accounts and $90.73 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $204.51 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $15.12 million.

Investments

The firm invests in cash and cash equivalents the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Atalaya Capital Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Atalaya Capital Management serves?

The only and largest group of clients of Atalaya Capital Management is pooled investment vehicles with 31 clients and $5.41 billion of assets under management. Among the 7 most similar advisory firms, Atalaya Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.41 billion for 31 clients. 41% of the firm’s clients are foreign persons or businesses.

Atalaya Capital Management also advises several private funds. Namely, six hedge funds, fifteen private equity funds, and seven securitized asset funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $10,000,000.

Careers at Atalaya Capital Management LP

The company employs 51 people that are either part- or full-time employees. 51 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ivan Quarles Zinn has served as the Chief Investment Officer since 1 May 2006. Matthew Noah Rothfleisch joined the executive team most recently as the Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ivan Quarles Zinn Chief investment officer 1 May 2006 50% - 75% 2639557
Daniel Mark Levinson Chief operating officer, chief financial officer 1 May 2006 Other 1909945
Michael Edward Bogdan Partner 1 May 2006 Other 3110709
Atalaya Capital Gp Llc General partner of the registrant 1 May 2006 Other 11-3774839
Raymond S Chan Partner 1 May 2011 Other 3011749
Robert Mason Flowers Partner 1 May 2011 Other 2384393
Jane Elizabeth Korach Chief compliance officer 1 Feb 2012 Other 5646772
Adam David Nadborny General counsel and chief compliance officer 1 Feb 2013 Other 6002898
David Paul Aidi Partner 1 Jan 2015 Other 4424005
Joshua D Ufberg Partner 1 Jan 2015 Other 4389325
Drew Corey Phillips Partner 1 Jan 2015 Other 6457335
Joshua Daniel Ufberg Partner 1 Jan 2015 Other 4389325
Drew Corey Phillips Partner, chief operating officer 1 May 2015 Other 6457335
Gerald Vincent Cammarata Chief financial officer 1 May 2015 Other 4511460
Dyal Capital Partners Ii (A) Lp Limited partner of atalaya capital management lp 1 Jul 2017 Other 98-1130800
Matthew Noah Rothfleisch Partner 1 Apr 2019 Other 4514505

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Neuberger Berman Group Llc Managing member 1 Feb 2009 75% - 100% 61-1591182
Nb Alternatives Holdings Llc Managing member 1 Feb 2009 75% - 100% 80-0357916
Nbsh Acquisition Llc Member 1 Feb 2009 75% - 100% 26-4383171
Nb Alternatives Gp Holdings Llc Managing member 1 Feb 2010 75% - 100% 80-0357937
Nb Dyal Gp Holdings Llc General partner 1 Aug 2013 Other 27-2302165
Nb Dyal Associates Ii Lp General partner 1 Sep 2013 Other 98-1130931

Based in New York

The principal office where Atalaya Capital Management LP performs its advisory services is located at 780 Third Avenue, New York, NY 10017 2024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-201-1910 or by fax 917-464-7350. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at atalayacap.com/index.html.