Capitalrock Financial, LLC is a large advisory firm based in Naples. It manages $281.52 million of regulatory assets for 1,148 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Florida.
Capitalrock Financial provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Capitalrock Financial, LLC is $281.52 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Capitalrock Financial, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Capitalrock Financial is high net worth individuals with 64 clients and $162.04 million of assets under management. Among the 8 most similar advisory firms, Capitalrock Financial has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $281.52 million for 623 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Capitalrock Financial doesn't advise any private funds.
The company employs 14 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Capitalrock Financial, LLC performs its advisory services is located at 1016 Collier Center Way, Naples, FL 34110, which is also the mailing address of the firm. An additional office of the firm is in St. Augustine, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (239) 260-9386. The normal business hours are 9:00 am - 5:00 pm or appointment on Monday - Friday. You can find more information about the New York firm at napleswealthplanning.com.