Rich Investments Inc (York)


Rich Investments Inc is an adviser based in York. It manages $26.1 million of regulatory assets for 204 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

Rich Investments provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rich Investments: assets under management

The assets under management (AUM) of Rich Investments Inc is $26.1 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -57% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $127.94 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rich Investments Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rich Investments Inc

Richard Rich has been acting as President since 1 Sep 1993. Matthew R. Falvey has served as the Chief Investment Officer since 1 Jan 2007. Karen Elizabeth Rich Falvey joined the executive team most recently as the Executive Vice President Of Administration.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Charles Smith Executive vice-president 1 Dec 1989 Other 2229792
Richard Rich Chairman 1 Sep 1993 75% - 100% 2125085
J Wells Vice president of marketing 1 Oct 1993 Other 2600973
David Rich Marketing 1 Aug 1994 Other 2581542
David Raymond Rich Executive vice president of marketing 1 Aug 1994 Other 2581542
George Jones President 1 May 1998 Other 2213141
Matthew R. Falvey Executive vice-president of sales 1 Jan 2003 Other 4538319
Karen Elizabeth Rich Falvey Executive vice-president of administration 1 Jan 2003 Other 4733935
Matthew R. Falvey Chief investment officer 1 Jan 2007 Other 4538319

Based in York

The principal office where Rich Investments Inc performs its advisory services is located at 11 East Market Street, York, PA 17401 The mailing address of the firm is 11 East Market St, York, PA 17401. An additional office of the firm is in Media, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-290-7424 or by fax 717-747-0643. The normal business hours are 10:00 a.m. to 3:00 p.m. on Monday - Friday. You can find more information about the New York firm at richinvest.com.