Third Creek Investments, Inc. (Incline Village)


Third Creek Investments, Inc. is an adviser based in Incline Village. It manages $60 million of regulatory assets for 43 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Nevada.

Third Creek Investments provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Third Creek Investments: assets under management

The assets under management (AUM) of Third Creek Investments, Inc. is $60 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 116% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.4 million each.
Third Creek Investments has custody of $30 thousand in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Third Creek Investments, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Third Creek Investments, Inc.

Dave Bernard Straley has been acting as President since 1 Sep 2001. Harris Elliot Kirschner joined the executive team most recently as the Investment Advisor/ Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dave Bernard Straley President/chief compliance officer 1 Sep 2001 75% - 100% 1457197
Harris Elliot Kirschner Investment advisor/ chief compliance officer 1 Jun 2011 Other 5950419

Based in Incline Village

The principal office where Third Creek Investments, Inc. performs its advisory services is located at 999 Driver Way, Incline Village, NV 89451 The mailing address of the firm is Po Box 5406, Incline Village, NV 89450 5406. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 775-832-9222 or by fax 775-636-9921. The normal business hours are 9am to 5pm on Other. You can find more information about the New York firm at www.3rdcreek.com.