Csfb Alternative Capital, Inc. (New York)


Csfb Alternative Capital, Inc. is a large advisory firm based in New York. It manages $13.73 billion of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Csfb Alternative Capital provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Csfb Alternative Capital: assets under management

The assets under management (AUM) of Csfb Alternative Capital, Inc. is $13.73 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $13.73 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $196.08 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Csfb Alternative Capital, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Csfb Alternative Capital, Inc.

George Ronald Hornig has been acting as President since 1 Jul 2004. Emidio Morizio joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Csam Americas Holding Corp. 100% shareholder 1 Feb 2003 75% - 100% 51-0327865
George Ronald Hornig Chairman 1 Jul 2004 Other 1817508
Eileen E Ryan Coo 1 Jul 2004 Other 2014783
J Albert Smith Director and chairman and president 1 Jul 2004 Other 1725193
Timothy Barnes Chief operating officer 1 Jul 2004 Other 4837127
Timothy Barnes Director and coo 1 Mar 2005 Other 4837127
John Gerard Popp Director and vice president 1 Mar 2005 Other 1497733
James Hayden Vos Director and president 1 Mar 2005 Other 1689839
Louise Guarneri Chief compliance officer 1 Jul 2005 Other 1109022
Emidio Morizio Chief compliance officer 1 Nov 2005 Other 1614446

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Credit Suisse Group Sole shareholder 1 Nov 2000 75% - 100% foreign entity
Inc. Credit Suisse First Boston 100% shareholder 1 Nov 2000 75% - 100% 13-2853402
Credit Suisse (Formerly Credit Suisse First Boston) 100% shareholder 1 Nov 2000 75% - 100% foreign entity

Based in New York

The principal office where Csfb Alternative Capital, Inc. performs its advisory services is located at 11 Madison Avenue, 13 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212)325-2000 or by fax (212) 325-6100. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.