Union Square Investment Co is a large advisory firm based in San Francisco. It manages $286.34 million of regulatory assets for 24 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
Union Square Investment provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Union Square Investment Co is $286.34 million. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Union Square Investment Co for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pooled investment vehicles. The largest group of clients of Union Square Investment is pooled investment vehicles with 1 clients and $214.64 million of assets under management. Among the 8 most similar advisory firms, Union Square Investment has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $286.34 million for 19 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Union Square Investment also advises several private funds. Namely, one other private fund.
The company employs 10 people that are either part- or full-time employees. 30 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Union Square Investment Co performs its advisory services is located at 360 Post Street, Suite 900, San Francisco, CA 94108, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-392-9228 or by fax 415-392-1928. The normal business hours are 8:00 am-5:00 pm on Monday - Friday. You can find more information about the New York firm at usqic.com.