Globeflex Capital LP is a large advisory firm based in San Diego. It manages $3.63 billion of regulatory assets for 44 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Illinois, Massachusetts, Nebraska, and Texas.
Globeflex Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Globeflex Capital LP is $3.63 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 377% since the beginning of its operation, and $158.45 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Globeflex Capital LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Globeflex Capital is pooled investment vehicles with 7 clients and $1.13 billion of assets under management. Among the 10 most similar advisory firms, Globeflex Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $3.63 billion for 35 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 6% of the firm’s clients are foreign persons or businesses.
Globeflex Capital also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $10,000,000.
The company employs 28 people that are either part- or full-time employees. 39 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Globeflex Capital LP performs its advisory services is located at 4365 Executive Dr. Ste 720, San Diego, CA 92121 2126, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 858-658-9060 or by fax 858-658-9061. The normal business hours are 6am - 4pm pst on Monday - Friday. You can find more information about the New York firm at globeflex.com.