Zions Investment Securities, Inc. (Salt Lake City)

Zions Investment Securities, Inc. is an adviser based in Salt Lake City. It manages $8.4 million of regulatory assets for 50 client accounts. It has been registered with the SEC as an adviser since 2001.

Zions Investment Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Zions Investment Securities: assets under management

The assets under management (AUM) of Zions Investment Securities, Inc. is $8.4 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Zions Investment Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Zions Investment Securities, Inc.

John J Gisi has been acting as President since 1 Apr 1994. Curtis Reed Christensen joined the executive team most recently as the Chief Compliance Officer (Cco),Crop,Srop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Zions First National Bank	Parent company	1 Aug 1991	75% - 100%	87-0189025
Russell William Miller	Director	1 Aug 1991	Other	2184677
James Howard Stevenson	Director	1 Aug 1991	Other	1028790
John J Gisi	Director	1 Apr 1994	Other	2490932
George B Iii Hofmann	Director	1 Mar 1995	Other	2609844
George Bernard Iii Hofmann	Director	1 Mar 1995	Other	2609844
Sharon Kay Weinle	Vice president, finop, coo, corporate treasurer	1 Oct 2000	Other	1207462
David Jenkins Taylor	Senior vice president	1 Oct 2000	Other	1220277
William David Hemingway	Director, acting chairman of the board	1 Dec 2000	Other	1483173
David Richard Nichols	Acting president, cco, srop, crop, corp secretary	1 Dec 2000	Other	1769932
William David Hemingway	Director, chairman of the board	1 Apr 2001	Other	1483173
David Richard Nichols	Senior vp, cco, srop, crop, corp secretary	1 May 2001	Other	1769932
David Jenkins Taylor	President	1 May 2001	Other	1220277
William Emmet Martin	Director	1 Jul 2001	Other	xxx-xx-xxxx
Diana Elizabeth Kirk	Director	1 Apr 2002	Other	xxx-xx-xxxx
Kay Bitter Hall	Director	1 Aug 2002	Other	xxx-xx-xxxx
James Reed Cooper	Coo	1 Oct 2002	Other	2404341
Shane Lee Rogers	Regional president/sales manager	1 Oct 2002	Other	2467431
Patrick William Shaughnessy	Regional president/sales manager	1 Oct 2002	Other	1091223
Robert Earle Iii Blakemore	Director	1 Oct 2002	Other	xxx-xx-xxxx
Richard Rouzer Veitz	Director	1 Jan 2003	Other	4630981
Peter Michael Kelson	Rop	1 Aug 2003	Other	3135357
Robert Earle Iii Blakemore	Director	1 Oct 2003	Other	xxx-xx-xxxx
Curtis Reed Christensen	Compliance officer,crop,srop	1 Dec 2003	Other	xxx-xx-xxxx
George M Feiger	Director	1 Apr 2004	Other	xxx-xx-xxxx
George Mark Feiger	Director	1 Apr 2004	Other	xxx-xx-xxxx
Curtis Reed Christensen	Chief compliance officer (cco),crop,srop	1 Oct 2004	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Zions Bancorporation	Parent's parent company	1 Aug 1991	75% - 100%	87-0227400

Based in Salt Lake City

The principal office where Zions Investment Securities, Inc. performs its advisory services is located at One South Main Street, Salt Lake City, UT 84111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 801-524-4731 or by fax 801-524-2206. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.