Strategos Capital Management, LLC is a large advisory firm based in Philadelphia. It manages $306.88 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2005.
Strategos Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Strategos Capital Management, LLC is $306.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -85% since the beginning of its operation, and $117.48 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Strategos Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to charitable organizations and pooled investment vehicles. The largest group of clients of Barry Wayne Dennis is pooled investment vehicles with 10 clients and $234.19 million of assets under management. Among the 8 most similar advisory firms, Strategos Capital Management has the 4th highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $306.88 million for 12 clients. 50% of the firm’s clients are foreign persons or businesses.
Strategos Capital Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
The company employs 11 people that are either part- or full-time employees. 36 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Barry Wayne Dennis has been acting as President since 1 Apr 2015. Matthew Charles Nannen joined the executive team most recently as the Chief Financial Officer.
The principal office where Strategos Capital Management, LLC performs its advisory services is located at 2929 Arch Street, Philadelphia, PA 19104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 215-701-9610 or by fax 215-701-8281. The normal business hours are 9am - 5pm est on Monday - Friday. You can find more information about the New York firm at strategoscm.com.