Vanbarton Group LLC (New York)


Vanbarton Group LLC is a large advisory firm based in New York. It manages $2.56 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2015.

Vanbarton Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vanbarton Group: assets under management

The assets under management (AUM) of Vanbarton Group LLC is $2.56 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 102% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.56 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $426.8 million each.

Investments

The firm invests in other assets the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vanbarton Group LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vanbarton Group serves?

The firm provides services to pension and profit sharing plans and state or municipal government entities. The largest group of clients of Vanbarton Group is state or municipal government entities with 3 clients and $1.41 billion of assets under management. Among the 9 most similar advisory firms, Vanbarton Group has the 2nd highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $2.56 billion for 6 clients. None of the firm’s clients are foreign persons or businesses.

Vanbarton Group also advises several private funds. Namely, six real estate funds.

Careers at Vanbarton Group LLC

The company employs 30 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gary Martin Tischler Director and officer 1 Jan 1998 Other 4502316
Richard A.C. Coles Director and officer 1 Aug 2005 Other 5018328
James Gale Chief accounting officer 1 Apr 2007 Other 5510134
Justin B Kleinman Chief legal officer 1 Sep 2012 Other 6180294
Gerard Scarpati Chief compliance officer 1 Aug 2013 Other 2313132
Damiano Michael Buffa Chief financial officer 1 Mar 2014 Other 4319866
Vanbarton Llc Member 1 Jun 2015 75% - 100% 47-3887041

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Richard A.C. Coles Member 1 Jun 2015 75% - 100% 5018328
Gary Martin Tischler Member 1 Jun 2015 75% - 100% 4502316
Pleasant Ridge Vanbarton Lc/Oh Member 1 Jun 2015 50% - 75% xxx-xx-xxxx
Travencio Gmt Llc Member 1 Jun 2015 50% - 75% xxx-xx-xxxx
Pleasant Ridge Vanbarton Lc/Oh Llc Member 1 Jun 2015 50% - 75% xxx-xx-xxxx
Travencio Llc Member 1 Jun 2015 50% - 75% xxx-xx-xxxx

Based in New York

The principal office where Vanbarton Group LLC performs its advisory services is located at 292 Madison Avenue, New York, NY 10017 6318, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-293-8800 or by fax 212-293-8805. The normal business hours are 9:00am - 6:00pm on Monday - Friday. You can find more information about the New York firm at vanbartongroup.com.