Sgcp Advisors LLC (Stamford)


Sgcp Advisors LLC is a large advisory firm based in Stamford. It manages $162.19 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Connecticut.

Sgcp Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sgcp Advisors: assets under management

The assets under management (AUM) of Sgcp Advisors LLC is $162.19 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $162.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $54.06 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sgcp Advisors LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sgcp Advisors LLC

Chris Cesare Casciato has been acting as President since 1 Jan 2015. Sgcp Holdco Llc joined the executive team most recently as the Sole Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kevin Scott Gasvoda Chief financial officer, chief operating officer and director 1 Nov 2014 Other 2931349
Justin Todd Mahoney Senior portfolio manager and director 1 Nov 2014 Other 4583441
Daniel Lawrence Sparks Chief executive officer, chief investment officer and director 1 Nov 2014 Other 2174113
Jay Frederick Strauss Chief compliance officer and general counsel 1 Nov 2014 Other 2733943
Sgcp Holdco Llc Sole shareholder 1 Jan 2015 75% - 100% 36-4799430
Chris Cesare Casciato Director 1 Jan 2015 Other 1736591
Mitchell Marc Leidner Director 1 Jan 2015 Other 2420094

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kevin Scott Gasvoda Limited partner 1 Jan 2015 25% - 50% 2931349
Daniel Lawrence Sparks Limited partner 1 Jan 2015 25% - 50% 2174113
Lp One Dock Partners Member 1 Jan 2015 50% - 75% 47-2411580

Based in Stamford

The principal office where Sgcp Advisors LLC performs its advisory services is located at One Dock Street, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-355-6100 or by fax 203-355-6169. The normal business hours are 8:00am-6:00pm on Monday - Friday. You can find more information about the New York firm at sgcp.com.