Tradex Capital Markets, LLC. (Greenwich)


Tradex Capital Markets, LLC. is a large advisory firm based in Greenwich. It manages $735 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009.

Tradex Capital Markets provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tradex Capital Markets: assets under management

The assets under management (AUM) of Tradex Capital Markets, LLC. is $735 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $735 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $735 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tradex Capital Markets, LLC. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tradex Capital Markets, LLC.

Philip Mark Gellos has been acting as President since 1 Jan 2000. Stephen Andrew Jury has served as the Chief Investment Officer since 1 May 2005. Jennifer Ann Cardilli joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ronald Max Schlapfer Ceo 1 Jan 1998 25% - 50% 5077868
Philip Mark Gellos President 1 Jan 2000 25% - 50% 2984916
Miles Carroll Chief compliance officer 1 Nov 2003 Other 5685012
Stephen Andrew Jury Chief investment officer 1 May 2005 Other 3049000
Stephen A Jury Chief investment officer 1 May 2005 Other 3049000
Michael Wallace Beattie Member 1 Jun 2005 Other 5077849
Michael W. Beattie Member 1 Jun 2005 Other 4464364
Jennifer Ann Cardilli Chief compliance officer 1 May 2009 Other 4322660

Based in Greenwich

The principal office where Tradex Capital Markets, LLC. performs its advisory services is located at 35 Mason Street, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-863-1588 or by fax 203-863-2007. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at tradexcapitalmarkets.com/flash.html.