Neuberger Berman Breton Hill Ulc (Toronto, Ontario)


Neuberger Berman Breton Hill Ulc is an adviser based in Toronto, Ontario. It manages $3.67 billion of regulatory assets for 33 client accounts. It has been registered with the SEC as an adviser since 2018.

Neuberger Berman Breton Hill Ulc provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Neuberger Berman Breton Hill Ulc: assets under management

The assets under management (AUM) of Neuberger Berman Breton Hill Ulc is $3.67 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 80% since the beginning of its operation, and $3.03 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.67 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $111.21 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Neuberger Berman Breton Hill Ulc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Heather P. Zuckerman serves?

The firm provides services to charitable organizations, pooled investment vehicles, corporations or other businesses, and state or municipal government entities. The largest group of clients of Heather P. Zuckerman is pooled investment vehicles with 7 clients and $2.96 billion of assets under management. Among the 8 most similar advisory firms, Neuberger Berman Breton Hill Ulc has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.67 billion for 13 clients. 77% of the firm’s clients are foreign persons or businesses.

Neuberger Berman Breton Hill Ulc also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Neuberger Berman Breton Hill Ulc

The company employs 19 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Heather P. Zuckerman has been acting as President since 1 Nov 2017. Viviana K R A Beltrametti Walker joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Raymond Bernard Carroll Chief executive officer 1 Apr 2010 Other 5863755
Evgeny Nmn Dunaevsky Chief compliance officer and senior vice president 1 Jun 2015 Other 6697378
Nb Acquisitionco Ulc Shareholder 1 Nov 2017 75% - 100% 98-1389652
William Alfred Arnold Chief financial officer 1 Nov 2017 Other 3114495
Heather P. Zuckerman Director 1 Nov 2017 Other 4107706
Joseph Vincent Amato Director 1 Nov 2017 Other 2210305
Viviana K R A Beltrametti Walker Chief compliance officer 1 Jul 2018 Other 6942019

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Nbsh Acquisition Member 1 May 2009 75% - 100% 26-4383171
Neuberger Berman Canada Holdings Llc Shareholder 1 Nov 2017 75% - 100% 35-2607230
Neuberger Berman Group Llc Member 1 Nov 2017 75% - 100% 61-1591182

Based in Toronto, Ontario

The principal office where Neuberger Berman Breton Hill Ulc performs its advisory services is located at 2 Bloor Street East,, Toronto, Ontario, M4 W 1 A8, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 647-347-9371 or by fax 437-800-5187. The normal business hours are 9-6pm on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/neuberger-berman.