Treeby Capital Advisors (Dana Point)


Treeby Capital Advisors is a related adviser based in Dana Point. It manages $10 million of regulatory assets for 40 client accounts. It has been registered with the SEC as an adviser since 2002.

Treeby Capital Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Treeby Capital Advisors: assets under management

The assets under management (AUM) of Treeby Capital Advisors is $10 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $250 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Treeby Capital Advisors for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Dana Point

The principal office where Treeby Capital Advisors performs its advisory services is located at 32460 Crown Valley Parkway, Dana Point, CA 92629, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-742-0438 or by fax 949-248-7120. The normal business hours are 8am to 2pm on Monday - Friday. You can find more information about the New York firm at www.treebycapital.com.