Federated Global Investment Management Corp. (New York)


Federated Global Investment Management Corp. is a large advisory firm based in New York. It manages $15.46 billion of regulatory assets for 384 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Federated Global Investment Management Corp provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, educational seminars and workshops, and adviser also provides model portfolios and asset allocation recommendations and periodic updates to them.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Federated Global Investment Management Corp: assets under management

The assets under management (AUM) of Federated Global Investment Management Corp. is $15.46 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 258% since the beginning of its operation, and $325.12 million of the total AUM is attributable to clients outside of the United States.

The firm manages $15.46 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.27 million each.

Investments

The firm invests in exchange traded securities the most. They account for 81% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 7% of the firm’s portfolio. Investments in investment and business development companies form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Federated Global Investment Management Corp. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Francis Donahue serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of John Francis Donahue is investment companies with 12 clients and $14.13 billion of assets under management. Among the 11 most similar advisory firms, Federated Global Investment Management Corp has the 3rd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $15.46 billion for 384 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.

Federated Global Investment Management Corp doesn't advise any private funds.

Careers at Federated Global Investment Management Corp.

The company employs 55 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

John Francis Donahue has been acting as President since 1 Jul 1999. Stephen Paul Van Meter joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Fii Holdings Shareholder 1 May 1995 75% - 100% 51-0269881
John Christopher Donahue Director, chairman 1 May 1995 Other 814703
Thomas Robert Donahue Director, treasurer 1 May 1995 Other 2766434
John Christophe Donahue Trustee, president 1 May 1995 Other 814703
William David Dawson Trustee, executive vice president 1 May 1995 Other 814736
Henry Arthur Frantzen Trustee, executive vice president 1 May 1995 Other 1694688
Thomas John Madden Trustee, executive vice president 1 May 1995 Other 1945560
George Andrew Bonnewell Vice president, secretary 1 Mar 1999 Other 2182042
John Francis Donahue Chairman 1 Jul 1999 Other 69842
Brian Paul Bouda Chief compliance officer 1 Aug 1999 Other 2530800
Stephen Frank Auth Evp, cio-equity 1 Apr 2000 Other 2694169
Keith Morgan Schappert Director, president 1 Feb 2002 Other 4329089
John Basil Fisher Director, president ceo 1 Jan 2006 Other 707411
Stephen Paul Van Meter Chief compliance officer 1 Jul 2015 Other 6020413

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Federated Investors Shareholder 1 Mar 1983 75% - 100% 25-1111467

Based in New York

The principal office where Federated Global Investment Management Corp. performs its advisory services is located at 101 Park Avenue, New York, NY 10178 0002, which is also the mailing address of the firm. An additional office of the firm is in Rochester, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 905-4100 or by fax (412) 288-3939. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at clovercap.com.