Rubenstein Partners, L.P. (Philadelphia)


Rubenstein Partners, L.P. is a large advisory firm based in Philadelphia. It manages $1.49 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Georgia, Massachusetts, New York, North Carolina, and Pennsylvania.

Rubenstein Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rubenstein Partners: assets under management

The assets under management (AUM) of Rubenstein Partners, L.P. is $1.49 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 342% since the beginning of its operation, and $36.1 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.49 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $166.01 million each.
Rubenstein Partners has custody of $1.06 billion in cash and securities for 9 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rubenstein Partners, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rubenstein Partners serves?

The only and largest group of clients of Rubenstein Partners is pooled investment vehicles with 5 clients and $1.2 billion of assets under management. Among the 5 most similar advisory firms, Rubenstein Partners has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.2 billion for 5 clients. None of the firm’s clients are foreign persons or businesses.

Rubenstein Partners also advises several private funds. Namely, six real estate funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $1,000,000.

Careers at Rubenstein Partners, L.P.

The company employs 52 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Rubenstein Partners/Investors Gp General partner 1 Sep 2005 Other 20-3547898
Eric George Schiela Managing principal 1 Sep 2005 Other 6028541
Robert Bruce Balderson Principal & general council 1 Sep 2005 Other 6028543
Jeffrey Tsutom Kusumi Principal 1 Sep 2005 Other 2090338
Jeffrey Tsutom Kusumi Chief compliance officer 1 Jan 2012 Other 2090338
Llc Rp Mt Holdings Sub A Limited partner 1 Oct 2017 75% - 100% 82-3660572
Fred Charles Harmeyer Managing principal 1 Aug 2018 Other 1861474
Brandon Travis Huffman Managing principal 1 Aug 2018 Other 7085543

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Baker Rubenstein Sole member 1 Sep 2005 75% - 100% 2065725
Llc Rp Management Team Holdings Sole member 1 Oct 2017 75% - 100% 82-3622717
Llc Rp Management Team Common member 1 Oct 2017 25% - 50% 823622775
David Baker Rubenstein Common member 1 Oct 2017 75% - 100% 2065725

Based in Philadelphia

The principal office where Rubenstein Partners, L.P. performs its advisory services is located at Cira Centre, 2929 Arch Street, Philadelphia, PA 19104 2868, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-563-3558 or by fax 215-563-4110. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at rubensteinpartners.com.