Calvo Funds, LLC (Miami)


Calvo Funds, LLC is a mid-sized advisory firm based in Miami. It manages $67.28 million of regulatory assets for 23 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Florida.

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Calvo Funds provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Calvo Funds: assets under management

The assets under management (AUM) of Calvo Funds, LLC is $67.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 119% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $67.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.93 million each.
Calvo Funds has custody of $34.43 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Calvo Funds, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Calvo Funds, LLC

Alex Calvo has served as the Chief Investment Officer since 1 Jan 2006 and Raul (Nmn) Henriquez is the Chief Executive Officer of Calvo Funds, LLC family office. Beatriz Gutierrez Junco joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Llc Alpha Capital Investments Member 1 Dec 2005 50% - 75% 01-0851866
Alex Calvo Chief investment officer 1 Jan 2006 Other 5166911
Raul (Nmn) Henriquez Chief executive officer 1 Jan 2006 Other 1647412
Asc Investments Llc Member 1 Jan 2006 50% - 75% 39-2061612
Helen (Nmn) Lumpuy Chief compliance officer 1 Aug 2007 Other 2268626
Victor Manuel Henriquez Managing partner 1 Aug 2007 Other 702954
Manuel Patricio Munoz Chief compliance officer 1 Dec 2011 Other 2480296
Beatriz Gutierrez Junco Chief compliance officer 1 Oct 2012 Other 6122419

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Alpha Capital Holdings Member 1 Dec 2005 75% - 100% 01-0851868
Raul Henriquez Rev Trust (Rh Trustee) Member 1 Dec 2005 75% - 100% xxx-xx-xxxx
Victor Henriquez Rev Trust(Vh Trustee) Member 1 Dec 2005 75% - 100% xxx-xx-xxxx
V Henriquez Holdings Lc Share holder 1 Jan 2006 50% - 75% 20-5511384
The Alexander And Ann Marie Calvo Joint Revocable Trust Member 1 Jan 2006 75% - 100% xxx-xx-xxxx
R Henriquez Holdings Lc Shareholder 1 Jan 2006 50% - 75% 22-3931478

Based in Miami

The principal office where Calvo Funds, LLC performs its advisory services is located at 1111 Brickell Ave, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-577-0995. The normal business hours are 9:00 am-5:00 pm on Monday - Friday. You can find more information about the New York firm at www.calvofunds.com.