James Stuart, Iii (Lincoln)


James Stuart, Iii is a large advisory firm based in Lincoln. It manages $41.38 million of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Nebraska.

James Stuart, Iii provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

James Stuart, Iii: assets under management

The assets under management (AUM) of James Stuart, Iii is $41.38 million. The firm's AUM has gone down by -23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40.38 million in discretionary accounts and $1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $859.12 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay James Stuart, Iii for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Lincoln

The principal office where James Stuart, Iii performs its advisory services is located at 2001 Pine Lake Road, Ste 400, Lincoln, NE 68512, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-434-7150 or by fax 402-434-7155. The normal business hours are 8:30am - 4:30pm cst on Monday - Friday.

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