Icm Asset Management Inc (Spokane)


Icm Asset Management Inc is a large advisory firm based in Spokane. It manages $148.51 million of regulatory assets for 140 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, California, Florida, and 8 other states.

Icm Asset Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and icm may furnish investment recommendations to other financial firms through the formulation and maintenance of model portfolios.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Icm Asset Management: assets under management

The assets under management (AUM) of Icm Asset Management Inc is $148.51 million. The firm's AUM has gone down by -93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $148.39 million in discretionary accounts and $126.96 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.07 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $126.96 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Icm Asset Management Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vicki Lynn Simmons serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Vicki Lynn Simmons is high net worth individuals with 118 clients and $142.9 million of assets under management. Among the 11 most similar advisory firms, Icm Asset Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $148.51 million for 138 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Icm Asset Management doesn't advise any private funds.

Careers at Icm Asset Management Inc

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Vicki Lynn Simmons has been acting as President since 1 Aug 2003. Peter Joseph Chase joined the executive team most recently as the Coo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Marvin Simmons Ceo,cio,director 1 Nov 1981 50% - 75% 2336504
Steven King Neff Sr. vp,portfolio administration 1 Jan 1993 Other 1254281
Robert Law Sr. vp,secretary,cco 1 Aug 1995 Other 2739457
Robert James Law General counsel, cco, sr. vice-president, corporate secretary 1 Aug 1995 Other 2739457
Brian Joseph Cathcart Vice-pres.,portfolio administrator 1 Oct 1995 Other 717766
Dale Owen Butterfield Sr. vp,coo,treasurer 1 Nov 1997 Other 4342916
Douglas Smith Rivard Vice-pres.,fixed income manager 1 Oct 1998 Other 400335
Kevin Alan Jones Senior vice president, senior portfolio manager 1 Jun 2002 Other 1808087
Francis Jay Babineau Senior vice president 1 Oct 2002 Other 4610724
Michael Scott Atkison Senior vice president 1 Oct 2002 Other 2598988
Vicki Lynn Simmons Director 1 Aug 2003 Other 4698490
Diane Elizabeth Hahnert Cco 1 Nov 2003 Other 4781135
Timothy Robert Chervenak President, coo 1 Jun 2005 Other 1047511
April Janett Stoltz Cfo, vice president, corporate treasurer 1 Jan 2006 Other 4544119
Lisa Ann House Chief compliance officer 1 Jan 2009 Other 3100518
Peter Joseph Chase Coo 1 Apr 2015 Other 6510977

Based in Spokane

The principal office where Icm Asset Management Inc performs its advisory services is located at 601 West Main Avenue, Suite 900, Spokane, WA 99201 0613, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 509-455-3588 or by fax 509-623-0588. The normal business hours are 8:00am to 4:00pm on Monday - Friday. You can find more information about the New York firm at icmasset.com.