Kirkpatrick, Pettis, Smith, Polian Inc. is a large advisory firm based in Omaha. It manages $600 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Colorado and Nebraska.
Kirkpatrick, Pettis, Smith, Polian provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kirkpatrick, Pettis, Smith, Polian Inc. is $600 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 401% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Kirkpatrick, Pettis, Smith, Polian Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Mary Jane Huerter has been acting as President since 1 Oct 1996. Samuel Charles Doyle joined the executive team most recently as the Evp, Manager, Fixed Income Capital Mkts, Director.
The principal office where Kirkpatrick, Pettis, Smith, Polian Inc. performs its advisory services is located at 10250 Regency Circle, Omaha, NE 68114, which is also the mailing address of the firm. An additional office of the firm is in Denver, CO. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 402-397-5777 or by fax 402-392-7875. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.kirkpatrickpettis.com.