St. George Asset Management, LLC (New York)


St. George Asset Management, LLC is a large advisory firm based in New York. It manages $225.09 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011.

St. George Asset Management provides manage private capital funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

St. George Asset Management: assets under management

The assets under management (AUM) of St. George Asset Management, LLC is $225.09 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $225.09 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $225.09 million each.
St. George Asset Management has custody of $105.09 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay St. George Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at St. George Asset Management, LLC

James Devlin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Zoran Fotak Chief executive officer 1 Dec 2009 75% - 100% 4390775
Zoran Nmn Fotak Chief executive officer 1 Dec 2009 Other 4390775
Llc St. George & Company Sole member 1 Oct 2010 75% - 100% 45-2432312
Allen Goldman Cfo 1 Dec 2010 Other 5882967
Allen Nmn Goldman Chief financial officer 1 Dec 2010 Other 5882967
James Devlin Chief compliance officer 1 Jun 2011 Other 5880678
James Edward Devlin Chief compliance officer/general counsel 1 Jun 2011 Other 5880678

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Zoran Fotak Sole member 1 Oct 2010 75% - 100% 4390775
Zoran Nmn Fotak Member 1 Oct 2010 75% - 100% 4390775

Based in New York

The principal office where St. George Asset Management, LLC performs its advisory services is located at 370 Lexington Ave., New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1 646 430 8628 or by fax 855 553 7006. The normal business hours are 9am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.stgeorgeam.com.