Pellegrino And Associates Financial Services, LLC (San Antonio)


Pellegrino And Associates Financial Services, LLC is a large advisory firm based in San Antonio. It manages $113.45 million of regulatory assets for 452 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California and Texas.

Pellegrino And Associates Financial Services provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pellegrino And Associates Financial Services: assets under management

The assets under management (AUM) of Pellegrino And Associates Financial Services, LLC is $113.45 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 113% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $113.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $251 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pellegrino And Associates Financial Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Enzo Thomas Pellegrino Managing member 1 Jan 2014 75% - 100% 4392184

Based in San Antonio

The principal office where Pellegrino And Associates Financial Services, LLC performs its advisory services is located at 40 Ne Loop 410, San Antonio, TX 78216, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 210-541-8600 or by fax 210-541-8650. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at www.texaslegacywealth.com.