Albion Investors LLC (New York)


Albion Investors LLC is a large advisory firm based in New York. It manages $637.39 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New York.

Albion Investors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Albion Investors: assets under management

The assets under management (AUM) of Albion Investors LLC is $637.39 million. The firm's AUM has gone down by -21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $83.36 thousand in discretionary accounts and $637.31 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $83.36 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $637.31 million.
Albion Investors has custody of $83.36 thousand in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Albion Investors LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Albion Investors serves?

The only and largest group of clients of Albion Investors is pooled investment vehicles with 1 clients and $83.36 thousand of assets under management. Among the 9 most similar advisory firms, Albion Investors has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $83.36 thousand for 1 clients. None of the firm’s clients are foreign persons or businesses.

Albion Investors also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Albion Investors LLC

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Arnold Managing member 1 Jan 2005 50% - 75% 2844935
Alastair Galbraith Tedford Managing member 1 Jan 2005 50% - 75% 1757901
Arthur Richard Meehan Senior vice president, controller and chief compliance officer 1 Jan 2005 Other 2384488
Eugene B Fouksman Chief compliance officer 1 Jan 2010 Other 3214455

Based in New York

The principal office where Albion Investors LLC performs its advisory services is located at 501 Madison Avenue, 27 Th Fl, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Palm Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-277-7529 or by fax 646-723-3263. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at albioninvestors.com.