Capvisor Associates, LLC (Dawsonville)


Capvisor Associates, LLC is a large advisory firm based in Dawsonville. It manages $804.05 million of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Georgia.

Capvisor Associates provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, publication of newsletters, and third party marketer strategic asset allocation; benchmark selection; investment plan design. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capvisor Associates: assets under management

The assets under management (AUM) of Capvisor Associates, LLC is $804.05 million. $519.36 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in cash and cash equivalents the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capvisor Associates, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capvisor Associates serves?

The firm provides services to insurance companies, charitable organizations, and high net worth individuals. The largest group of clients of Capvisor Associates is insurance companies with 24 clients and $788.55 million of assets under management. Among the 9 most similar advisory firms, Capvisor Associates has the highest percentage of insurance companies out of all clients.

The amount of regulatory assets under management is $804.05 million for 28 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 32% of the firm’s clients are foreign persons or businesses.

Capvisor Associates doesn't advise any private funds.

Careers at Capvisor Associates, LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Carl Eric Terzer Title member 1 Nov 2008 75% - 100% 1097365
Susan (Nmn) Levy Chief compliance officer 1 Jun 2009 25% - 50% 5678946
Susan Levy Chief compliance officer 1 Jun 2009 25% - 50% 5678946

Based in Dawsonville

The principal office where Capvisor Associates, LLC performs its advisory services is located at 211 Nix Point Rd, Dawsonville, GA 30534 The mailing address of the firm is P.O. Box #1084, Gainesville, GA 30503. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 9736656370 or by fax 9735075929. The normal business hours are 9-5pm on Monday - Friday. You can find more information about the New York firm at capvisorassociates.com.