Peregrine Diversified Investment Services Corp. (Chicago)


Peregrine Diversified Investment Services Corp. is a large advisory firm based in Chicago. It manages $219.52 million of regulatory assets for 1,526 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 32 other states.

Peregrine Diversified Investment Services Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Peregrine Diversified Investment Services Corp: assets under management

The assets under management (AUM) of Peregrine Diversified Investment Services Corp. is $219.52 million. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $190.44 million in discretionary accounts and $29.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $142.44 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $153.82 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Peregrine Diversified Investment Services Corp. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Peregrine Diversified Investment Services Corp.

Russell Ralph Wasendorf has been acting as President since 1 Nov 2010. Russell R Wasendorf joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Peregrine Financial Group Corporation 1 Nov 2010 75% - 100% 42-1349154
Russell Ralph Wasendorf Director 1 Nov 2010 Other 1860076
Steven John Zakrzewski President 1 Nov 2010 Other 2210953
Rita Tandaric Chief compliance officer 1 Nov 2010 Other 1691069
Mark John Lishchynsky President and coo 1 Mar 2011 Other 2478952
Russell R Wasendorf Director 1 May 2011 Other 1702038
Russell Ralph Wasendorf Director 1 May 2011 75% - 100% 1860076
Neil Jackson Aslin Chairman/director 1 May 2011 Other 814839

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Russell Ralph Wasendorf Owner 1 Sep 1992 75% - 100% 1860076

Based in Chicago

The principal office where Peregrine Diversified Investment Services Corp. performs its advisory services is located at 311 W Monroe Street, Chicago, IL 60606 4664, which is also the mailing address of the firm. An additional office of the firm is in Plano, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-775-3533 or by fax 312-379-5803. The normal business hours are 8:30-5:00 on Monday - Friday.