United Securities Alliance, Inc. (Englewood)


United Securities Alliance, Inc. is a large advisory firm based in Englewood. It manages $43.8 million of regulatory assets for 490 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Colorado, and 5 other states.

United Securities Alliance provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

United Securities Alliance: assets under management

The assets under management (AUM) of United Securities Alliance, Inc. is $43.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $43.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $89.39 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay United Securities Alliance, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at United Securities Alliance, Inc.

Jose Antonio Padilla has been acting as President since 1 Dec 2003. Michael Washington Jones joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Usa Holdings Inc Owner 1 Jan 1999 75% - 100% 84-1485094
Jon Richard Pearn Chief compliance officer 1 Mar 2002 Other 2468810
Dean Allen Rager Director / president 1 Mar 2002 Other 2852133
Dana Lawrence Woodbury Director / financial operations principal / vice president of marketing 1 Apr 2002 Other 1012797
Diandra Lynn Mcwilliams Srop/crop 1 Jun 2003 Other 4024284
Patrick Emanuel Sutherland Fnop 1 Nov 2003 Other 3042322
Dana Loraine Davis Ria principal 1 Nov 2003 Other 1715382
Dean Allen Rager Insurance principal 1 Dec 2003 Other 2852133
Jose Antonio Padilla Director/president 1 Dec 2003 Other 1925223
Shawna Rae Meyer Fnop 1 Jul 2004 Other 4746163
Michael Edward Gillespie Ria compliance officer 1 Sep 2004 Other 4237659
Jon Richard Pearn Director, chief operating officer 1 Mar 2005 Other 2468810
Jeffrey James Cannella Chief compliance officer, srop/crop 1 Mar 2005 Other 2236889
Inc. Us Alliance Holdings Owner 1 Jul 2005 75% - 100% 20-3207701
Dana Loraine Davis Insurance principal, ria/cco 1 Oct 2005 Other 1715382
Michael Washington Jones Executive vice president 1 Jul 2006 Other 3248874
Jon Richard Pearn President 1 Jul 2006 Other 2468810
Jon Richard Pearn President 1 Aug 2006 Other 2468810
Michael Washington Jones Executive vice president / director 1 Aug 2006 Other 3248874
Patrick Emanuel Sutherland Director 1 Aug 2006 Other 3042322
Ronald Keith Bloomingkemper Chairman of board 1 Aug 2006 25% - 50% 1087036
Ronald James Petrinovich Director 1 Aug 2006 Other 1099207
Jeffrey James Cannella President, chief compliance officer, srop/crop 1 Mar 2007 Other 2236889
Shawna Rae Meyer Vice president 1 Mar 2007 Other 4746163
Patrick Emanuel Sutherland Director/finop 1 Mar 2007 Other 3042322
Michael Washington Jones Chief compliance officer 1 Oct 2010 Other 3248874

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ronald Keith Bloomingkemper Shareholder 1 Jan 1999 25% - 50% 1087036
Ronald James Petrinovich Shareholder 1 Jul 2000 Other 1099207
Inc. Insigne Shareholder 1 Oct 2000 50% - 75% 35-2001705
Michael Washington Jones Owner 1 Oct 2000 50% - 75% 3248874
Patrick Emanuel Sutherland Owner 1 Oct 2000 50% - 75% 3042322
Inc. Insigne Consulting Shareholder 1 Oct 2000 50% - 75% 35-2001705

Based in Englewood

The principal office where United Securities Alliance, Inc. performs its advisory services is located at 9800 Mt. Pyramid Court, Englewood, CO 80112, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720-384-9199 or by fax 303-256-8034. The normal business hours are 8:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at www.unitedsecuritiesalliance.com.