Nicholas Investment Parnters, L.P. (Rancho Santa Fe)


Nicholas Investment Parnters, L.P. is a large advisory firm based in Rancho Santa Fe. It manages $272.17 million of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of California.

Nicholas Investment Parnters provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nicholas Investment Parnters: assets under management

The assets under management (AUM) of Nicholas Investment Parnters, L.P. is $272.17 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $272.17 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.56 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nicholas Investment Parnters, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Catherine Charlotte Somhegyi Nicholas Trustee 1 Sep 1994 Other 1493778
Arthur Edward Nicholas Trustee 1 Dec 1995 Other 1791528
Trustee Of The Arthur E. Nicholas Trust Dated 12/21/1995 Arthur E. Nicholas Limited partner 1 Jan 2001 75% - 100% xxx-xx-xxxx
L.P. Aen Member 1 Jan 2001 75% - 100% 33-0942148
Llc Aen General partner 1 Jan 2001 Other xxx-xx-xxxx
Arthur Edward Nicholas Manager 1 Jan 2001 Other 1791528
Arthur Edward Nicholas Manager 1 Nov 2003 Other 1791528
Catherine Charlotte Somhegyi Nicholas Manager 1 Nov 2003 Other 1493778
Llc Nic Member 1 Nov 2003 50% - 75% 33-0942148
Trustee Of The Catherine Charlotte Nicholas Trust Dated 9/15/94 Catherine Charlotte Nicholas Member 1 Nov 2003 50% - 75% xxx-xx-xxxx

Based in Rancho Santa Fe

The principal office where Nicholas Investment Parnters, L.P. performs its advisory services is located at 6451 El Sicomoro Street, Rancho Santa Fe, CA 92067 The mailing address of the firm is Po Box 2828, Del Mar, CA 92014. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-759-4545 or by fax 858-756-6542. The normal business hours are 7am to 4pm on Monday - Friday. You can find more information about the New York firm at www.nicpartners.com.