Orca Investment Management, LLC is a large advisory firm based in Roseburg. It manages $142.54 million of regulatory assets for 644 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Louisiana, Oregon, and Washington.
Orca Investment Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Orca Investment Management, LLC is $142.54 million. The firm's AUM has grown by 50% since the beginning of its operation, and $408.72 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Orca Investment Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Orca Investment Management is high net worth individuals with 30 clients and $78.42 million of assets under management. Among the 10 most similar advisory firms, Orca Investment Management has the 4th lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $139.05 million for 311 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Orca Investment Management doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Orca Investment Management, LLC performs its advisory services is located at 2250 Aviation Drive, Roseburg, OR 97470, which is also the mailing address of the firm. An additional office of the firm is in Lake Oswego, OR. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (541) 672-3469 or by fax (541) 672-1610. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.