Axa Global Structured Products Inc (New York)

Axa Global Structured Products Inc is a large advisory firm based in New York. It manages $238.63 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001.

Axa Global Structured Products provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axa Global Structured Products: assets under management

The assets under management (AUM) of Axa Global Structured Products Inc is $238.63 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $238.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $47.73 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Axa Global Structured Products Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Axa Global Structured Products Inc

Peter Dana Noris has been acting as President since 1 Nov 1997. Axa Uk joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Barry Stuart Seeman	Vice chairman and treasurer	1 Nov 1997	Other	1948410
Farzine Hachemian	President, secretary	1 Nov 1997	Other	3121998
Peter Dana Noris	Director	1 Nov 1997	Other	1327281
Kevin Robert Byrne	Director	1 Nov 1997	Other	1975617
Axa Investment Managers Sa	Parent of applicant	1 Nov 1997	75% - 100%	n/a

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Axa Assurances Iard Sa	Shareholder	1 Nov 1997	25% - 50%	n/a
Axa France Assurance	Parent	1 Nov 1997	25% - 50%	n/a
Axa Sa	Shareholder	1 Nov 1997	25% - 50%	n/a
Finaxa	Parent	1 Nov 1997	25% - 50%	n/a
Mutuelles Axa	Parent	1 Nov 1997	25% - 50%	n/a
Axa Colonia Konzern	Shareholder	1 Mar 1999	25% - 50%	n/a
Axa Uk	Shareholder	1 Dec 2000	25% - 50%	n/a

Based in New York

The principal office where Axa Global Structured Products Inc performs its advisory services is located at 600 Fifth Avenue, 24 Th Floor, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-218-2000 or by fax 212-218-2044. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.