Dc Nelson Asset Management, LLC (Westport)


Dc Nelson Asset Management, LLC is a large advisory firm based in Westport. It manages $38 million of regulatory assets for 262 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, New Jersey, and 3 other states.

Dc Nelson Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dc Nelson Asset Management: assets under management

The assets under management (AUM) of Dc Nelson Asset Management, LLC is $38 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $145.04 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dc Nelson Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dc Nelson Asset Management, LLC

Joseph Paul Goryeb joined the executive team most recently as the Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Charles Nelson Chief executive officer 1 Aug 2000 75% - 100% 2173106
Joseph Paul Goryeb Partner 1 Aug 2000 Other 4389084
Emil Anthony Goryeb Partner 1 Aug 2000 Other 4389088
David Charles Nelson Chief compliance officer 1 Feb 2005 75% - 100% 2173106

Based in Westport

The principal office where Dc Nelson Asset Management, LLC performs its advisory services is located at 90 Post Road West, Westport, CT 06880, which is also the mailing address of the firm. An additional office of the firm is in Greenwich, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-931-5185 or by fax 212-202-6348. The normal business hours are by appointment only on Monday - Friday.