SteeLPoint Capital Partners, LP (Carlsbad)


SteeLPoint Capital Partners, LP is a mid-sized advisory firm based in Carlsbad. It manages $52.04 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012.

SteeLPoint Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

SteeLPoint Capital Partners: assets under management

The assets under management (AUM) of SteeLPoint Capital Partners, LP is $52.04 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $52.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.35 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay SteeLPoint Capital Partners, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients SteeLPoint Capital Partners serves?

The only and largest group of clients of SteeLPoint Capital Partners is pooled investment vehicles with 3 clients and $52.04 million of assets under management. Among the 1 most similar advisory firms, SteeLPoint Capital Partners has the 0th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $52.04 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

SteeLPoint Capital Partners also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at SteeLPoint Capital Partners, LP

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Caccavo Chief executive officer, limited partner 1 Mar 2003 25% - 50% 6008234
Lp Moore Capital Management Limited partner 1 Mar 2003 25% - 50% 13-4072194
Llc Steelpoint Holdings General partner 1 Mar 2003 Other 83-0363776
Timothy Broadhead Managing director, chief financial officer, chief compliance officer 1 Mar 2007 Other 6008229
Garrett Michael Potter Managing director 1 Jul 2009 Other 5420509

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Louis Moore Bacon Member 1 Sep 1999 75% - 100% 1243305
L.L.C. Moore Capital Advisors General partner 1 Nov 2002 Other 13-3809576
Llc Moore Capital Holdings Member 1 Nov 2002 75% - 100% 06-1653972
Llc Kendall Investments Member 1 Nov 2002 25% - 50% 13-4093322
Llc Kendall Management Investments Member 1 Nov 2002 50% - 75% 13-4135141
Louis Moore Bacon Shareholder 1 Nov 2002 75% - 100% 1243305
Inc. Mcm Group Holdings Member 1 Dec 2002 75% - 100% 06-1270513
James Caccavo Managing member 1 Jun 2003 75% - 100% 6008234

Based in Carlsbad

The principal office where SteeLPoint Capital Partners, LP performs its advisory services is located at 2081 Faraday Ave, Carlsbad, CA 92008, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-764-8711 or by fax 858-764-8710. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at steelpointcp.com/.