Hebert Advisory Services Inc (Golden)


Hebert Advisory Services Inc is an adviser based in Golden. It manages $38.26 million of regulatory assets for 123 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Colorado and Missouri.

Hebert Advisory Services provides portfolio management for individuals and small businesses and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hebert Advisory Services: assets under management

The assets under management (AUM) of Hebert Advisory Services Inc is $38.26 million. The firm's AUM has gone down by -61% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.15 million in discretionary accounts and $6.11 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $265.73 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.05 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hebert Advisory Services Inc for their services and products based on a percentage of assets under management and subscription fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hebert Advisory Services Inc

Suzanne Marie Hebert has been acting as President since 1 Nov 1997. Richard Lee Hebert joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Suzanne Marie Hebert President 1 Nov 1997 50% - 75% 1564976
Howard Joseph Hebert Chairman 1 Nov 1997 25% - 50% 241258
Richard Lee Hebert Chief compliance officer 1 Sep 2004 Other 5029952
Richard Lee Hebert President 1 Apr 2008 75% - 100% 5029952
Kimberly Ann Deane Vice president / chief compliance officer 1 Apr 2008 Other 5591540
Suzanne Marie Hebert Portfolio consultant 1 Apr 2008 Other 1564976
Howard Joseph Hebert Chairman 1 Apr 2008 Other 241258

Based in Golden

The principal office where Hebert Advisory Services Inc performs its advisory services is located at 1501 Washington Avenue, Golden, CO 80401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-986-9110 or by fax 303-988-9213. The normal business hours are 7:30am - 4:00pm on Monday - Friday.