Zevenbergen Capital Investments LLC is a large advisory firm based in Seattle. It manages $2.34 billion of regulatory assets for 245 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Florida, Illinois, and 3 other states.
Zevenbergen Capital Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and model-only. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Zevenbergen Capital Investments LLC is $2.34 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 174% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Zevenbergen Capital Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Douglas Saunders Phillips is charitable organizations with 8 clients and $549.22 million of assets under management. Among the 9 most similar advisory firms, Zevenbergen Capital Investments has the 3rd highest percentage of charitable organizations out of all clients.
The amount of regulatory assets under management is $1.03 billion for 234 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Zevenbergen Capital Investments doesn't advise any private funds.
The company employs 18 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 16 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Douglas Saunders Phillips has been acting as President since 1 Oct 2003. Inc. Virtus Partners joined the executive team most recently as the Llc Member.
The principal office where Zevenbergen Capital Investments LLC performs its advisory services is located at 601 Union Street, Seattle, WA 98101 2323, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 206-682-8469 or by fax 206-682-9625. The normal business hours are 7:00 am to 4:00 pm pacific on Monday - Friday. You can find more information about the New York firm at zci.com.