Banc Of America Securities LLC (New York)


Banc Of America Securities LLC is a pension cosultant based in New York. It has been registered with the SEC as an adviser since 2001.

Banc Of America Securities provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Banc Of America Securities LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Banc Of America Securities LLC

Jonathan Everett Sandelman has been acting as President since 1 Feb 2004. Thomas Kell Montag joined the executive team most recently as the Ceo/Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Gross Manager 1 Oct 1997 Other 2319387
William Andrew Hodges Manager 1 Oct 1997 Other 2882452
Frank John Jr Murphy Clo 1 Oct 1997 Other 2957151
Jonathan Everett Sandelman Srop 1 Apr 1998 Other 1221750
Wendy Elizabeth Goetz Crop 1 Apr 1998 Other 1020632
Nationsbanc Montgomery Holdings Corporation N/a 1 Sep 1998 75% - 100% 56-2103478
Banc Of America Securities Holdings Corporation Parent 1 Sep 1998 75% - 100% 56-2103478
Robert Regis Hogan Chief operations officer 1 Oct 1998 Other 2859247
Vincent Martin Faughnan Cco 1 May 1999 Other 2611372
Edward John Iii Brown President & ceo, manager 1 Mar 2000 Other 2949839
Robert Taitt Slaymaker Chief operating officer, manager 1 Mar 2000 Other 1963310
Francis Sean Ryan Chief financial officer 1 Mar 2000 Other 4118746
William Carter Mcclelland Manager 1 Mar 2000 Other 815173
William Andrew Hodges Manager 1 Mar 2000 Other 2882452
Edward John Iii Brown Chairman, ceo and president - manager 1 May 2001 Other 2949839
Charles Mason Jr Williams Chief operating officer, manager 1 May 2001 Other 1067930
Neil Andrew Cotty Chief financial officer 1 May 2001 Other 1946779
C Edward Jr Carter Manager 1 Jun 2001 Other 2820692
Duncan Erling Goldiemorrison Manager 1 Jun 2001 Other 1467619
Edward John Iii Brown Chairman & ceo, manager 1 Oct 2001 Other 2949839
William Carter Mcclelland President, manager 1 Oct 2001 Other 815173
Jonathan Everett Sandelman President & manager 1 Aug 2002 Other 1221750
Pat Joseph Augustine Manager 1 Jul 2003 Other 1572662
Thomas Gregory White Manager 1 Jul 2003 Other 1459558
Robert Qutub Chief financial officer 1 Sep 2003 Other 4623123
Michael Benjamin Radest Chief compliance officer 1 Oct 2003 Other 1687387
Lucille E Reymann Clo 1 Jan 2004 Other 4764409
Jonathan Everett Sandelman President 1 Feb 2004 Other 1221750
William Carter Mcclelland Chairman 1 Feb 2004 Other 815173
Benedict James Luis Wilkinson Srop 1 Feb 2004 Other xxx-xx-xxxx
Louis Thomas Terlizzi Chief operations officer 1 May 2004 Other 1172546
William Charles Jr Caccamise Chief legal officer 1 Jun 2004 Other 2547189
Alvaro A. Gomez De Molina Chief executive officer 1 Oct 2004 Other 4794724
Charles Mason Jr Williams Interim chief operating officer, chief administrative officer & manager 1 Nov 2004 Other 1067930
William Charles Jr Caccamise Chief legal officer & general counsel 1 Nov 2004 Other 2547189
Thomas Gerard Berkery Chief operating officer & manager 1 Nov 2004 Other 4826783
Thomas Gerard Berkery Chief operating officer & manager 1 Dec 2004 Other 4826783
Charles Mason Jr Williams Chief administrative officer & manager 1 Dec 2004 Other 1067930
Paul Eric Jablansky Managing director 1 Jan 2005 Other 1358049
Mark Black Werner Manager 1 Mar 2005 Other 730268
Aashish Mr Kamat Cfo 1 Mar 2005 Other 4869802
Alvaro A. Gomez De Molina Chief executive officer & manager 1 May 2005 Other 4794724
Mark Black Werner President/manager 1 May 2005 Other 730268
Joseph Anthony Jr Guardino Chief operations officer 1 Jun 2005 Other 2907957
Richard Eugene Konefal Crop 1 Aug 2005 Other 2431960
Mark Black Werner Chief executive officer/manager 1 Sep 2005 Other 730268
Robert Qutub Cfo 1 Oct 2005 Other 4623123
Brian Joseph Brille Manager 1 Nov 2005 Other 1748596
Dean Carl Curnutt Srop 1 Jan 2006 Other 2197606
Paula Ann Dominick Managing director 1 Aug 2006 Other 1222643
Mark Carl Straubel Crop 1 Apr 2007 Other 4140724
Thomas Gregory White Chief executive officer/manager 1 Jun 2007 Other 1459558
Laura Elizabeth Readhead Cfo 1 Feb 2008 Other 5458456
Kumaran Vijayakumar Srop 1 Feb 2008 Other 2881432
Michael Benjamin Radest Chief compliance officer-broker dealer 1 May 2008 Other 1687387
Paula Ann Dominick Ceo/managing director 1 May 2008 Other 1222643
Thomas Gregory White Manager 1 May 2008 Other 1459558
Douglas G Preston Chief compliance officer-registered investment advisor 1 May 2008 Other 2586917
Geoffrey Stephen Greener Managing director 1 May 2008 Other 1736853
Paula Ann Dominick Manager 1 Jul 2008 Other 1222643
Brian Thomas Moynihan Chairman of the board/ceo/manager 1 Jul 2008 Other 4553207
Ciaran Thomas Okelly Manager 1 Aug 2008 Other 2172221
George G Ellison Manager 1 Aug 2008 Other 1573550
Bruce Robert Thompson Manager 1 Aug 2008 Other 2148942
Michael William Meyer Manager 1 Aug 2008 Other 2021325
Paula Ann Dominick Manager/coo 1 Sep 2008 Other 1222643
Robert Qutub Cfo 1 Sep 2008 Other 4623123
Brian Thomas Moynihan Chairman of the board/co-ceo/manager 1 Apr 2009 Other 4553207
Charles Mason Jr Williams Chief administrative officer 1 May 2009 Other 1067930
Daniel Christopher Sontag Manager 1 May 2009 Other 858900
Thomas Kell Montag Co-ceo/manager 1 May 2009 Other 1474696
Thomas Kell Montag Ceo/manager 1 Aug 2009 Other 1474696

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bank Of America Corporation N/a 1 Sep 1998 75% - 100% 56-0906609
Nb Holdings Corporation N/a 1 Sep 1998 75% - 100% 56-1857749

Based in New York

The principal office where Banc Of America Securities LLC performs its advisory services is located at One Bryant Park, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Washington, DC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-855-5000 or by fax 212-378-2854. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at www.bofasecurities.com.

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