Sife (Walnut Creek)


Sife is a large advisory firm based in Walnut Creek. It manages $706.55 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Sife provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sife: assets under management

The assets under management (AUM) of Sife is $706.55 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $706.55 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $706.55 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sife for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sife

Sife is owned by Charles Walton Jr Froehlich. Diane Katherine Belding has been acting as President since 1 Nov 1982. Joseph P. Colmery joined the executive team most recently as the Independent Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Diane Katherine Belding Director/owner 1 Nov 1982 Other 1158679
Michael John Stead Chief investment officer, owner 1 Nov 1995 Other 2607753
Charles Walton Jr Froehlich Director/owner 1 Dec 1995 Other xxx-xx-xxxx
Sharon Ellen Tudisco Director/owner 1 Dec 1995 Other 1480632
Sam Anthony Marchese Director/owner 1 Jul 1996 Other 1253001
Gary Arvin Isaacson Chief financial officer 1 Nov 1997 Other 2509798
John Preston King President, ceo, and chief compliance officer 1 Nov 1999 Other 1721113
Bruce Webb Woods Owner & ex-president & ceo 1 Nov 1999 Other 1004326
John Louis Woods Owner 1 Nov 1999 Other 472404
Cary D Mcreynolds General counsel 1 Nov 1999 Other 3151126
Joseph P. Colmery Independent director 1 Jun 2000 Other xxx-xx-xxxx

Based in Walnut Creek

The principal office where Sife performs its advisory services is located at 100 N. Wiget Lane, Walnut Creek, CA 94598, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 925-988-2400 or by fax 925-943-1783. The normal business hours are 8:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.sife.com.